TohShea's experience in regulatory compliance can assist executives meet their corporate governance obligations.

TohShea will work closely with senior management, the Board of Directors or committees to ensure that regulatory compliance matters are dealt with on a timeliness basis.

Regulatory Compliance Services

Office of the Superintendent of Financial Institutions (OSFI)
BASEL
Legislative Complaince Management
Outsourcing Policy
Corporate Governance
Supervisory Framework
  • Project management
  • Compliance review
  • Development and documentation of policies and procedures
  • Assess effectiveness of policies and procedures
  • Develop and implement gap resolutions
Sarbanes-Oxley Act
  • Project management
  • Compliance review
  • Development and documentation of policies and procedures
  • Assess effectiveness of policies and procedures
  • Develop and implement gap resolutions
Personal Information Protection and Electronic Documentation Act (PIPEDA)
  • Project management
  • Compliance review
  • Development and documentation of policies and procedures
  • Assess effectiveness of policies and procedures
  • Develop and implement gap resolutions
Canadian Deposit Insurance Corporation (CDIC)
  • Project management
  • Compliance review
  • Development and documentation of policies and procedures
  • Assess effectiveness of policies and procedures
  • Develop and implement gap resolutions


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